The article explores SEBI's role in fostering the growth of the Indian securities market through transformative reforms, including derivatives trading, dematerialization, insider trading regulations, and the introduction of various investment products.

Following is the collection various Consultation Papers published by Securities and Exchange Board of India. The Consultation Papers may be downloaded from the link provided.

Following is the collection various Handbook of Statistics of Indian Securities Market. The Handbook of Statistics may be downloaded from the link provided.

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Subsequent to the Union Budget 2007-08 announcement “to allow short selling settled by delivery and securities lending and borrowing to facilitate delivery, by institutions” and after a series of discussions with the stock exchanges, depositories and market participants, SEBI specified a broad regulatory framework for short selling and a full-fledged securities lending and borrowing scheme by institutional investors. The framework for short selling and SLB was operationalized with effect from April 21, 2008.

The JPC was formed under the Chairmanship of Mr. Prakash Mani Tripathi to investigate and address irregularities and manipulations in financial transactions, including insider trading involving shares and other financial instruments. It aimed to examine the roles of various entities, such as banks, brokers, promoters, stock exchanges, financial institutions, corporate entities, and regulatory authorities. The Committee's goals were to recommend protective measures for small investors and propose deterrent actions for those who violated the regulations.

SEBI constituted the committee on Fair Market Conduct under the chairmanship of Dr. T K Vishwanathan, Ex-Secretary General, Lok Sabha and Ex-Law Secretary. The mandate of the Committee was to review relevant regulations framed by SEBI to deal with market abuse and to review the surveillance, investigation and enforcement mechanisms being undertaken by SEBI to make them more effective in protecting market integrity and the interest of investors from market abuse. The committee made several recommendations on market manipulation and fraud, insider trading, the code of conduct under insider trading regulations, and surveillance, investigation & enforcement.

In the year 2000-2001, the RBI- SEBI Technical Committee reviewed the RBI guidelines on bank's investments in capital market. The report of the committee was submitted on April 12,2001. It recommended a 20% ceiling on overall exposure to capital market and revision in limits related to investments in shares and advances against shares and debentures, prudent risk management policy for banks, prohibition on Primary Co-operative banks to grant any credit facility against the security of shares and other capital market instruments, and monthly reporting to RBI.

Settlement of trades in securities market involve two main steps: i) transferring securities and funds and ii) transferring ownership. During the era of physical share certificates, both of these steps had anomalies, as every transfer required sending physical securities along with a transfer form etc, to the issuer company or registered share transfer agents. This transfer process was time consuming and many times took longer than the period of sixty days prescribed in the Companies Act 2013 (earlier Companies Act, 1956). The post-liberalization period also witnessed a significant increase in both primary and secondary market activity. Though, the stock exchanges transitioned trade entries by the end of the 1990s, the automation of post-trade settlement was imperative due to the increase in investor complaints arising mainly from the physical transfer of shares and transfer documents. The challenges were bad delivery, signature mismatches, postal delays, loss of documents in transit, etc. To resolve the challenges, the Depositories Act of 1996 was enacted with the overarching goal of facilitating seamless, prompt, and secure transferability of securities through the process known as demateralisation.

SEBI (Mutual Funds) Regulations, 1996 were notified on May 31, 1993. These regulation deals with the registration, constitution and management of mutual funds and operation of trustees, the constitution and management of asset management company and custodian, schemes of mutual funds, investment objectives and valuation policies, general obligations, inspection and audit, procedures for action in case of default etc.

The video gives an Introduction to Commodity Derivatives Trading in India

This video is the first part of two video series showing the personalities which shaped the Indian securities market.

This video gives a brief journey of clearing and settlement system

This video is the part 2 of the series showing evolution of securities market regulations in India.

This videos presents a brief of equity markets in India through numbers

Infographic Video - Overview of the Evolution of Commodity Derivatives Market in India

This video gives a brief on Corporatization and Demutualization of stock exchanges in India

This video gives a brief overview of the Corporate Disclosures regime in India.

This video shows how SEBI utilized the technology for Convenience of Investors

This video gives presents the evolution of markets in India with the help of Data.

Highlights of interview with D R Mehta, Former Chairman of SEBI

The Securities and Exchange Board of India (SEBI) has won the last legal battle over its decision to levy registration fees on stockbrokers on the basis of their turnover in the five-year period before the grant of registration. The Supreme Court dismissed the petition filed by the BSE Brokers' Forum challenging the fee and upheld SEBI's decision.

"Founded on December 31, 1600, the British East India Company (EIC) held a pivotal role in the annals of global trade. Its joint stock shares were traded in London, consistently providing dividends until its dissolution in 1874. East India House, established in the 1720s, embodied the essence of EIC's operation. This unassuming yet bustling hub in London became the epicenter of early global commerce and finance for almost two centuries. Within its walls, momentous decisions were made. EIC, dealing in goods such as tea, spices, and textiles, charted treacherous seas and intricate trade networks, reaping profits and inviting controversy. The company's ships sailed to distant shores, impacting the course of history by shaping trade routes and influencing world events. East India House isn't adorned with the grandeur of palaces; instead, its halls resonate with tales of ambition, rivalry, and, occasionally, exploitation. This historic site embodies how business interests could profoundly shape the world. The museum plaque here commemorates a chapter where trade and finance converged, sometimes for the better, and at times, for the worse."

“The 1700s: Calcutta's Entrepreneurial Operations. In the 1700s, Calcutta's vibrant marketplace came to life as a hub for traders and goods, setting the stage for future economic endeavours.. 1769: The Rise and Fall of EIC Shares. In 1769, British East India Company shares experienced dramatic fluctuations, reflecting the profound influence of the company on financial markets and marking a pivotal moment in economic history.. 1832-33: Pioneering Early Debt Instruments by the English East India Company. During these years, the English East India Company blazed a trail by introducing early debt instruments, a ground breaking approach to securing capital for ambitious ventures.. The 1850s: Formative Years - The Bombay Green and the Town Hall with Banyan Tree and Brokers. Amidst the bustling Town Hall, the iconic Banyan Tree provided the backdrop for Bombay's formative years in the 1850s, where brokers forged deals and commerce thrived.. 1875-2018: East India Company Trading with Indian Kings and Nawabs in 1805. The East India Company's trading partnerships with Indian royalty in 1805, revealed the intricate interplay between trade, diplomacy, and culture, a legacy that persisted into the modern era.”.

"1861-64: Dalal Street Bombay - The Fort Area Where Brokers Carried Business. In the heart of Bombay, the bustling Dalal Street took shape in the 1860s, serving as a pivotal financial district where brokers conducted business. The 1880s: The Evolution of the BSE Logo from Inception to Present. The 1880s marked a transformative phase for the Bombay Stock Exchange's iconic logo, symbolizing its enduring presence in the financial landscape. The 1900s: Original Location of the 'Neem Tree' with Traders Doing Business. Throughout the 20th century, the 'Neem Tree' stood as a symbol of commerce, witnessing traders conducting business beneath its branches, capturing the essence of traditional Indian trade. The 1900s: BSE Building Reconstruction - Melding the Old with the New. In this century, the Bombay Stock Exchange's building underwent a significant transformation, seamlessly blending the old with the new, signifying continuity in a changing world. 1908: The Old Building of Calcutta Stock Exchange. In 1908, the Old Building of the Calcutta Stock Exchange served as a testament to India's enduring financial heritage.”

The Government of India, decided to empower the stock market regulator, SEBI, by giving it more teeth for investigation, including power of search and seizure. The decision was made due the episodes of market misconduct which showed the limitations of SEBI Act.

The Securities and Exchange Board of India (SEBI) has issued show-case notices to the top brass of the Bombay Stock Exchange (BSE) and the National Stock Exchange (NSE) for their failure to detect and check price manipulation in three scripts, in its notice dated February 10, SEBI asked to explain lapses in detecting the abnormalities in price and volume in the scrips-Sterile Industries, BPL Ltd and Videocon Industries.

‘Early Trading Companies’ Two pioneering trading companies, the Dutch East India Company and the British East India Company, hold an esteemed place in the annals of financial history. In 1602, the Dutch East India Company, established with exclusive rights to East Indies trade, initiated a momentous event—the world's first Initial Public Offering (IPO). This ground breaking offering heralded the birth of stock exchange trading, setting in motion a transformation in global commerce and investment. The British East India Company, founded on December 31, 1600, played a monumental role in the history of trade. Its joint stock shares were actively traded in London, signifying a burgeoning capital market. Notably, this enterprise consistently paid dividends to its investors, exemplifying reliability over centuries until its dissolution in 1874. In parallel, early debt instruments issued by the English East India Company, a predecessor to its British counterpart, demonstrated ingenuity in raising capital for ambitious ventures. These innovations in finance pushed the boundaries of what was conceivable in the realm of commerce. Together, these historical facts epitomize the genesis of modern financial systems. From the inaugural Dutch IPO, symbolizing the birth of stock exchange trading, to the British East India Company's unwavering dividends and inventive debt instruments, these companies laid the foundation for the contemporary financial markets we know today.

Last minute touches were given to the custodial and depository services bill, which is certain to be introduced during the monsoon session of Parliament, an official source said.

The Securities and Exchange Board of India has become a member of the Montreal-based International Organisation of Securities Commissions (IOSCO) with effect from September 18, 1989. This was the first time that India has been represented at this important international organisation.