SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993

SEBI (RTA) Regulations, 1993 were notified on May 31, 1993. These regulations deal with registration, general obligations and responsibilities, procedures for inspection and procedures for action in case of default.

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Following is the collection various NISM Study Material of Indian Securities Market. The NISM Study Material may be downloaded from the provided pdfs.

These two rollouts of “[at]valid Handle” and “SEBI Check” are expected to significantly enhance investor protection by curbing fraudulent money collections by unregistered entities.

SEBI promotes standardised reporting, savings of over Rs. 200 crore over 5 years, 90 percent reduction in reporting requirements for Brokers or Members, lower cost of entry for new fintech.